Financial Controls and Audit Supervisor
Company: Western Alliance Bank
Posted on: September 16, 2021
The Financial Control Supervisor will assist in the planning,
execution, and delivery of internal control test work related to
compliance with Sarbanes Oxley Act and FDICIA requirements
(together ICOFR). This position will be primarily focused on IT
General Controls (ITGCs) and will evaluate the design and
operational effectiveness of processes and controls for adherence
to ICOFR requirements. The position will assist in identifying root
causes of identified issues to strengthen and/or improve controls.
This position is responsible for overseeing and reviewing senior
and staff level work, including reporting of the results of
testing, projects and special assignments. Documents the ITGCs
throughout the Company by managing the comprehensive risk and
control matrix and flowcharts for IT process areas as well as
automated controls and system interfaces in other process areas.
Maintain SOX software (Workiva) to provide a well-documented and
organized SOX program and testing work papers; Coaches, trains, and
develops staff to improve their knowledge of IT risks and ITGCs.
Reviews staff senior analyst work to ensure compliance with stated
requirements and objectives;
Experience in the financial services is a plus
graduate degree is a plus
Minimum five (5+) years of Internal Audit, public accounting, or
internal controls experience. A portion of that experience must
have been focused on IT including IT Audit, IT governance or
technology risk consulting.
Working knowledge of internal control analyses and risk assessment
methodologies, COSO framework, Institute of Internal Auditor (IIA)
standards, FRB Supervisory Letter 13-11 standards, generally
accepted accounting principles, and/or Sarbanes-Oxley Section
Two or more years of supervisory experience, direct or
Undergraduate degree in Accounting, Finance, MIS, or another
relevant field required
bility to deal with complex problems involving multiple facets and
variables in non-standardized situations. Ability to define
problems, collect data, establish facts, and draw valid conclusion
Keywords: Western Alliance Bank, Phoenix , Financial Controls and Audit Supervisor, Other , Phoenix, Arizona
Didn't find what you're looking for? Search again!