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Financial Controls and Audit Supervisor

Company: Western Alliance Bank
Location: Phoenix
Posted on: September 16, 2021

Job Description:

The Financial Control Supervisor will assist in the planning, execution, and delivery of internal control test work related to compliance with Sarbanes Oxley Act and FDICIA requirements (together ICOFR). This position will be primarily focused on IT General Controls (ITGCs) and will evaluate the design and operational effectiveness of processes and controls for adherence to ICOFR requirements. The position will assist in identifying root causes of identified issues to strengthen and/or improve controls. This position is responsible for overseeing and reviewing senior and staff level work, including reporting of the results of testing, projects and special assignments. Documents the ITGCs throughout the Company by managing the comprehensive risk and control matrix and flowcharts for IT process areas as well as automated controls and system interfaces in other process areas. Maintain SOX software (Workiva) to provide a well-documented and organized SOX program and testing work papers; Coaches, trains, and develops staff to improve their knowledge of IT risks and ITGCs. Reviews staff senior analyst work to ensure compliance with stated requirements and objectives;


Experience in the financial services is a plus

graduate degree is a plus
Minimum five (5+) years of Internal Audit, public accounting, or internal controls experience. A portion of that experience must have been focused on IT including IT Audit, IT governance or technology risk consulting.

Working knowledge of internal control analyses and risk assessment methodologies, COSO framework, Institute of Internal Auditor (IIA) standards, FRB Supervisory Letter 13-11 standards, generally accepted accounting principles, and/or Sarbanes-Oxley Section 302/402 requirements

Two or more years of supervisory experience, direct or indirect;

Undergraduate degree in Accounting, Finance, MIS, or another relevant field required

bility to deal with complex problems involving multiple facets and variables in non-standardized situations. Ability to define problems, collect data, establish facts, and draw valid conclusion

Keywords: Western Alliance Bank, Phoenix , Financial Controls and Audit Supervisor, Other , Phoenix, Arizona

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