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Director, Compliance-Enterprise Compliance Monitoring

Company: USAA
Location: Phoenix
Posted on: June 25, 2022

Job Description:

Purpose of Job This is a Hybrid role we are seeking a passionate Director, Compliance for our San Antonio, TX, Phoenix, AZ, Tampa, FL, Plano, TX and Charlotte, NC facility.

Job Requirements

Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are implemented in accordance with regulatory requirements. In partnership with the business and key partners, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members. Manages and leads a staff in the development and implementation of strategic and tactical solutions to protect and minimize operational compliance risk to USAA. Provides operational compliance oversight for USAA, its affiliates, and USAA partnerships with external companies. Builds effective relationships with industry and regulatory authorities. Primary Responsibilities:
Provides oversight and manages through changes in the regulatory environment.
Coordinates compliance risk management activities in accordance with enterprise compliance standards.
Advises the review and assessment of state and federal regulatory compliance requirements to include analysis of business impact for enacted laws/regulations and recommended company compliance actions to insure regulatory compliance.
Proactively identifies strategic and tactical regulatory solutions by providing compliance subject matter expertise for CoSA project/process/product initiatives.
Directs the monitoring and managing of regulatory requirements and reporting.
May manage federal/state regulatory agency relationships to obtain regulatory approvals and provides required regulatory feedback.
Develops, monitors, and analyzes budgetary and/or operation performance of department resources.
Builds and coordinates a team of employees for assigned functional area through ongoing execution of recruiting, development, retention, coaching and support, performance management, and managerial activities.

When you apply for this position, you will be required to answer some initial questions. This will take approximately 5 minutes. Once you begin the questions you will not be able to finish them at a later time and you will not be able to change your responses. Minimum Requirements:
Bachelor's Degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree
8 or more years of risk, compliance, or audit experience.
3 years of direct team lead or management experience.
Demonstrated experience working in a highly regulated environment
Expert knowledge of relevant industry regulations and regulatory compliance in a specific area.
Advanced knowledge of compliance laws, regulations and regulatory expectations
Previous experience developing executive briefs and presenting to key internal and external partners.
Demonstrated ability to communicate effectively at all levels of management.
Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint. Preferred Experience:
6+ years of work experience in a financial services industry, regulatory organization, or legal/consulting firm, or a combination thereof.
2+ years in developing, operationalizing and/or maintaining a QA or QC function
Issue management experience including development of corrective actions.
Strong communication skills, attention to detail and a passion for excellence.
Critical and strategic thinking ability and understanding of risk management principles.
Compliance or Operational Risk subject matter experience and background.
Experience working with Senior Management and influencing in a matrixed environment.
CRCM Certification and/or Advanced Degree.
Experience monitoring and reporting on regulatory deliverables.

The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job. Compensation:
USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market position. The salary range for this position is: $106,800-192,000.

Employees may be eligible for pay incentives based on overall corporate and individual performance or at the discretion of the USAA Board of Directors.

  • Geographical Differential : Geographic pay differential is additional pay provided to eligible employees working in locations where market pay levels are above the national average.Shift premium will be addressed on an individual basis for applicable roles that are consistently scheduled for non-core hours. Benefits:
    At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.
    To see details on our outstanding benefits, visit USAA Total Rewards.
    Relocation assistance is not available for this position.

Keywords: USAA, Phoenix , Director, Compliance-Enterprise Compliance Monitoring, Executive , Phoenix, Arizona

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