PhoenixRecruiter Since 2001
the smart solution for Phoenix jobs

Operational Risk Consultant 4/ Wholesale Banking Financial Crimes Audits Exam Issues Management

Company: Wells Fargo
Location: Phoenix
Posted on: November 11, 2019

Job Description:

Important NoteDuring the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as Personal Cell or Cellular in the contact information of application. At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put ou customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Wholesale Banking provides financial solutions to businesses across the United States and globally. Our four major business lines include Corporate & Investment Banking, Commercial Banking, Commercial Real Estate, and Wells Fargo Commercial Capital. We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses. Wholesale Financial Crimes Risk Control (WFCRC) is responsible for the coordination, oversight and ultimate execution of Wholesale Banking s commitments to key internal and external stakeholders as it relates to the management of financial crimes risk with the Wholesale Bank. This team will partner with line of business ( LOB ), operations, risk and compliance members, Wholesale Control Executive Office, Enterprise Financial Crimes Risk Management, Wells Fargo Audit Services, and Enterprise Financial Crimes Testing & Validation (T&V) to advocate and ensure alignment in scope, purpose, expectations and execution of the Wholesale Financial Crimes Program. The team will achieve this through a focus on strong communication, strategic planning, thoughtful and meaningful tracking/reporting, and timely escalation and change management. The WFCRC Global Exams & Issues Management (EIM)Team that supports the international Financial Crimes Audit Team (iiFiCAT), T&V (Domestic & International), and U.S. & International Regulator-related reviews has an exciting opportunity for an experienced and forward-thinking Operational Risk Consultant 4 (ORC4). The ORC4 manages review-related interactions for Wholesale Financial Crimes such as handling ad-hoc request lists, facilitating meetings with key stakeholders, providing credible challenge, and aiding in the research of observations for appropriateness and risk appetite. In addition, the ORC4 provides subject matter expert support to assist leadership with control deficiencies. Individual Responsibilities * Assisting the ORC5 and/or EIM Manager with managing the interaction with WFAS on international audits, Enterprise T&V on domestic reviews, and U.S./International Regulators. * Must be organized, detail oriented, able to build a resource network through strong interpersonal and verbal skills. * Key success criteria will be the ability to manage diverse relationships and foster a collaborative team dynamic with our testing partners and other stakeholders. At its core, this role is focused on providing BSA/ AML expertise and credible challenge. The Candidate Solid BSA/AML/OFAC/ABC experience in Audit/Compliance with integrity and credibility will be determining factors in selection. Successful candidates will be articulate and possess a demonstrated leadership capability; they will be impressive in their inter-personal effectiveness and with regard to their accomplishments. It requires a team member with strong relationship management, influencing, vision and execution skills. A key differentiator will be the ability to understand and operate successfully in a complex, heavily matrixed corporate environment. The role requires a sense of urgency, passion for results, and personal accountability for achievement. Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit s risk appetite an all risk and compliance program requirements. Required_Qualifications * 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both Desired_Qualifications * Advanced Microsoft Office skills * Excellent verbal, written, and interpersonal communication skills * Strong analytical skills with high attention to detail and accuracy * Ability to interact with all levels of an organization * Ability to articulate complex concepts in a clear manner * Ability to interact with all levels of an organization * Intermediate Microsoft Office (Word, Excel, and Outlook) skills * Ability to make timely and independent judgment decisions while working in a fast-paced and results-driven environment Other_Desired_Qualifications * Financial Crimes Compliance, Regulatory, Public Accounting and/or Wholesale Business experience a plus * Experience with BSA/AML and Audit/Examination * Ability to manage and/or collaborate with geographically dispersed teams and matrixed relationships * Ability to manage/lead multiple projects and may provide guidance to less experienced consultants * Familiarity with Cornerstone and/or CRMS experience a plus * Proven track record of prioritization and follow up skills, and meeting deadlines with quality deliverables * Ability to analyze data and connect the dots, making recommendations to management and the project teams in a timely manner * Must be a proactive self-starter who values personal accountability and thrives under pressure in a fast-paced and demanding environment * Detailed oriented, and organized * Strong documentation and communication skills with high attention to detail and accuracy Job Expectations * Ability to travel up to 10% of the time Street Address AZ-PHX-Central Phoenix100 W Washington St - Phoenix, AZ CO-Denver1700 Lincoln St - Denver, CO IA-Des Moines800 Walnut St - Des Moines, IA MN-Minneapolis600 S 4th St - Minneapolis, MN NC-Raleigh1100 Corporate Center Dr - Raleigh, NC OR-Portland1300 Sw 5th Ave - Portland, OR Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/ Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Reference Number *******-2

Keywords: Wells Fargo, Phoenix , Operational Risk Consultant 4/ Wholesale Banking Financial Crimes Audits Exam Issues Management, Accounting, Auditing , Phoenix, Arizona

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Accounting, Auditing Jobs


Business Risk and Controls Advisor Lead- Financial Controls
Description: Purpose of JobWe are currently seeking a talented Business Risk and Controls Advisor Lead for one of the following locations: San Antonio Home Office II x2F III, Remote, Phoenix Campus, Tampa Campus (more...)
Company: USAA
Location: Sun City
Posted on: 11/17/2019

Tax Professional
Description: 309668BRTitle:Tax ProfessionalJob Description:Tax ProfessionalSeeking experienced seasonal Tax Preparers eager to serve clients with diverse tax needs, generate business growth, and advance their tax (more...)
Company: H&R Block
Location: Tolleson
Posted on: 11/17/2019

Accounting Support Specialist - Phoenix, Arizona
Description: DescriptionCompany:Pauley Construction is a regional contractor providing infrastructure solutions for the installation and maintenance of utility systems further offering regional contracting services (more...)
Company: Pauley Construction, LLC
Location: Phoenix
Posted on: 11/17/2019


Franchised Controller
Description: Job Number 19158263Job Category Finance and AccountingLocation The Camby, Autograph Collection, 2401 East Camelback Road, Phoenix, Arizona, United States VIEW ON MAPBrand Autograph Collection HotelsSchedule (more...)
Company: Marriott
Location: Phoenix
Posted on: 11/17/2019

Business Risk and Controls Advisor Lead- Financial Controls
Description: Purpose of JobWe are currently seeking a talented Business Risk and Controls Advisor Lead for one of the following locations: San Antonio Home Office II x2F III, Remote, Phoenix Campus, Tampa Campus (more...)
Company: USAA
Location: Laveen
Posted on: 11/17/2019

Business Risk and Controls Advisor Senior - Real Estate Originations Advisory and Issues Management
Description: Purpose of JobPositioned in the first line of defense to ensure the overall effectiveness of risk and compliance management programs, risk analytics and operations in the business. This role will partner (more...)
Company: USAA
Location: Tempe
Posted on: 11/17/2019

Director Business Risk and Controls- IT Controls/Business Continuity
Description: Purpose of JobWe are currently seeking a talented Director, Business Risk and Controls for one of the following locations: San Antonio Home Office I x2F III, Remote, Phoenix Campus, Tampa Campus or Colorado (more...)
Company: USAA
Location: Phoenix
Posted on: 11/17/2019

Director Business Risk and Controls- Financial Controls
Description: Purpose of JobWe are currently seeking a talented Director, Business Risk and Controls for one of the following locations: San Antonio Home Office II x2F III, Remote, Phoenix Campus, Tampa Campus or (more...)
Company: USAA
Location: Phoenix
Posted on: 11/17/2019

Business Risk and Controls Advisor Lead- Financial Controls
Description: Purpose of JobWe are currently seeking a talented Business Risk and Controls Advisor Lead for one of the following locations: San Antonio Home Office II x2F III, Remote, Phoenix Campus, Tampa Campus (more...)
Company: USAA
Location: Phoenix
Posted on: 11/17/2019

Premium Auditor
Description: OverviewAre you passionate about your career and enjoy learning Is having balance in your home and work life a top priority Are you lookng for something outside of the typical office environment Do you (more...)
Company: EXL Service
Location: Phoenix
Posted on: 11/17/2019

Log In or Create An Account

Get the latest Arizona jobs by following @recnetAZ on Twitter!

Phoenix RSS job feeds